Competent authority

Results: 380



#Item
111Financial markets / Short selling / Stock market / Financial regulation / Federal Financial Supervisory Authority / Short / Naked short selling / Securities market / Market maker / Finance / Financial economics / Business

Date: 24 July 2012 ESMA/2011/39a UPDATE ON MEASURES ADOPTED BY COMPETENT AUTHORITIES ON SHORT SELLING EU securities regulators are closely monitoring the functioning of the markets and continue considering possible actio

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Source URL: www.managedfunds.org

Language: English
112Investment / European Union directives / Financial markets / European Union / Financial regulation / Markets in Financial Instruments Directive / Prospectus / Securities Act / Securities market / Stock market / Financial economics / Financial system

ESME 5 March 2008 Report of ESME on Competent Authority pertaining to Issuers Publication of Regulated Information

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-13 06:57:52
113Financial regulation / Offshore finance / International taxation / Competent authority / Taxation in the United States

Microsoft Word - MCAA-BL-e (2)

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Source URL: www.news.admin.ch

Language: English - Date: 2015-02-23 13:41:38
114XBRL / Business / Economy of the European Union / European Insurance and Occupational Pensions Authority / European Union

EIOPA-CP[removed]Up-dated information on the Guidelines on Submission of Information to National Competent Authorities to support the implementation by insurance and reinsurance undertakings and National Competent Author

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Source URL: eiopa.europa.eu

Language: English - Date: 2015-02-16 13:02:09
115Ombudsman / Competent authority / Ethics / Government / Europe / Economy of the European Union / European Insurance and Occupational Pensions Authority / European Union

DOC Document

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Source URL: eiopa.europa.eu

Language: English - Date: 2015-01-28 23:45:53
116

SIGNATORIES OF THE MULTILATERAL COMPETENT AUTHORITY AGREEMENT AND INTENDED FIRST INFORMATION EXCHANGE DATE Status as of 19 November 2014 JURISDICTION FROM WHICH THE COMPETENT AUTHORITY IS FROM

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Source URL: www.oecd.org

Language: German - Date: 2014-11-19 12:22:21
    117Payment protection insurance / Financial economics / European Insurance and Occupational Pensions Authority / Institutional investors / Government / Insurance / Federal Financial Supervisory Authority / Consumer protection / Financial Supervisory Authority / Types of insurance / Investment / Mortgage

    EIOPA-BoS[removed]June, 2014 Report On feedback from National Competent Authorities Regarding EIOPA’s opinion on Payment Protection Insurance

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    Source URL: eiopa.europa.eu

    Language: English - Date: 2014-09-19 10:56:02
    118Notification system / Financial Market Authority / Central Bank of Ireland / Technology / Fax / Office equipment

    Update: January[removed]ANNEX I List of Competent Authorities of the Member States of the EU and the EEA regarding the registration and the notification of cross border activities of Intermediaries MS AT

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    Source URL: eiopa.europa.eu

    Language: English - Date: 2015-01-27 04:32:31
    119Europe / Economy of the European Union / European Insurance and Occupational Pensions Authority / European Union

    CEIOPS-DOC[removed]Rev1 30 October 2009 Protocol Relating to the Collaboration of the Relevant Competent Authorities of the Member States of the European Union in

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    Source URL: eiopa.europa.eu

    Language: English - Date: 2014-09-19 11:30:35
    120Ombudsman / Competent authority / European Insurance and Occupational Pensions Authority / Ethics / Government / Legal professions / Law / Legal terms

    CEIOPS-DOC[removed]Rev1 30 October 2009 Appendix 7 The information about national complaints handling systems to be made available to the public by signatories to the Budapest Protocol

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    Source URL: eiopa.europa.eu

    Language: English - Date: 2015-01-05 08:56:15
    UPDATE